The Practical Responsibility of Advisors for Participant Disclosures

Los Angeles partner Fred Reish and Florham Park counsel Joan Neri co-authored “The Practical Responsibility of Advisors for Participant Disclosures” in ASPPA Plan Consultant.

The article discusses the four advisor services requiring participant disclosures:

• Plan-level investment advisory services
• Asset allocation models for participants
• Participant-level advisory services
• Self-directed brokerage accounts