Speaking Engagement Recap
May 12, 2021
Compare and Contrast: SEC Best Interest vs. DOL Standard of Conduct
Presented by the International Society of Certified Employee Benefit Specialists
Benefits and executive compensation counsel Joan Neri will lend her mission-critical insights as part of an illuminating presentation for the International Society of Certified Employee Benefit Specialists (ISCEBS). ISCEBS guests will get a rigorous education in:
- The practical effect of the Department of Labor’s (DOL) expanded definition of investment advice fiduciary.
- Appropriate applications of the Labor Department’s prohibited transaction exemption for conflicted advice.
- The particulars of the standards of conduct for the DOL and Securities and Exchange Commission (SEC).