May 12, 2021

Compare and Contrast: SEC Best Interest vs. DOL Standard of Conduct

Presented by the International Society of Certified Employee Benefit Specialists

Webinar

Overview

Benefits and executive compensation counsel Joan Neri will lend her mission-critical insights as part of an illuminating presentation for the International Society of Certified Employee Benefit Specialists (ISCEBS). ISCEBS guests will get a rigorous education in:

  • The practical effect of the Department of Labor’s (DOL) expanded definition of investment advice fiduciary.
  • Appropriate applications of the Labor Department’s prohibited transaction exemption for conflicted advice.
  • The particulars of the standards of conduct for the DOL and Securities and Exchange Commission (SEC).

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