Joe also provides general corporate, partnership and securities law advice to clients on a regular basis, and he has represented corporations in matters involving U.S. Securities and Exchange Commission (SEC) investigations and compliance actions.
In addition, from 2015 through January 2020, Joe served as general counsel of Drinker Biddle & Reath LLP, and he continues to provide advice to the firm and to third parties with respect to issues relating to the rules of professional conduct and law firm legal matters.
Securities Offerings and Financing
Joe has represented a wide range of companies in securities offerings, financing and M&A matters. Recent transactions include:
- Representation of Dover Downs Gaming & Entertainment, Inc., in connection with its merger with Twin River Worldwide Holdings, Inc.
- Representation of Cascade Water Services, Inc., in connection with its sale to Ecolab, Inc.
- Representation of Argenta Private Capital Limited in connection with its offering of limited liability partnership interests related to members of Lloyd’s of London.
- Representation of C&A Holdings International Inc.; Trilogy Essential Ingredients, Inc.; and Navigators Group, Inc., in connection with bank financings.
Joe was a law clerk to the Honorable Max Rosenn of the U.S. Court of Appeals for the Third Circuit. Prior to law school, he worked for three years as a newspaper reporter.