June 16, 2021

SEC Regulation Best Interest Examinations Update — How the New SEC Chair May Enforce Regulation Best Interest



Partner Jim Lundy is set to put on his analytical hat as part of a June 16 joint educational webinar between Faegre Drinker and the Compliance & Ethics Forum for Life Insurers (CEFLI). The webcast will focus on the much-publicized appointment of SEC Chair Gary Gensler and the outlook for Regulation Best Interest (Reg BI) under his tenure. Drawing from his own experiences at the SEC, Jim will offer CEFLI guests a former insider’s perspective on what Reg BI regulation and enforcement might look like moving forward.

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