December 08 - 09, 2021

Life Insurance Industry AML and SAR Compliance and Avoiding Enforcement Actions

ACLI Compliance & Legal Sections Annual Meeting


The Securities and Exchange (SEC), Financial Industry Regulatory Authority (FINRA) and Financial Crimes Enforcement Network (FINCEN) continue to focus on anti-money laundering requirements, including suspicious activity reporting.The Biden administration is also increasing resources for FINCEN, which is developing rules for corporate bank account beneficial ownership reporting, and standing up a newly created whistleblower office. In this session, Faegre Drinker’s Jim Lundy will moderate a panel to examine these developments and their implications. The panel will include the following industry leaders:

  • Heidi Kaiser, Chief Compliance Officer, Jackson
  • Scott Farmen, Vice President - Corporate Compliance, Ameritas
  • Kelly Pirrotta, head of Anti-Money Laundering, Economic Sanctions and Senior Financial Exploitation Compliance, MassMutual

Faegre Drinker is proud to be a 2021 ACLI Strategic Partner. 

More Information

Services and Industries

The Faegre Baker Daniels website uses cookies to make your browsing experience as useful as possible. In order to have the full site experience, keep cookies enabled on your web browser. By browsing our site with cookies enabled, you are agreeing to their use. Review Faegre Baker Daniels' cookies information for more details.