December 15, 2021

Insider Trading in the Crosshairs: Expert-Network Compliance Best Practices

Webinar

Overview

In the wake of COVID-19, the meme stock phenomena and other trading-related developments, a new administration has brought renewed regulatory and legislative focus on insider trading. Join our panel, moderated by Carlo di Florio of ACA Group, as they discuss the current regulatory and legislative environment, best practices for primary research methods such as the use of expert networks, and how to approach advances in the industry such as the growth of transcription services and other alternative primary research.

Time

11:00 a.m. – Noon PT 
Noon – 1:00 p.m. MT
1:00 – 2:00 p.m. CT
2:00 – 3:00 p.m. ET

Presenters

  • Carlo di Florio, Global Chief Services Officer, ACA Group – Moderator
  • Micah Moore, Consultant, ACA Group
  • Jason Howard, General Counsel and Chief Compliance Officer, Tegus, Inc.
  • James G. Lundy, Partner, Faegre Drinker

Have a scheduling conflict? Register for the live event and we'll send you the on-demand recording shortly after the broadcast date.

Questions? Please contact Kassie Weld or call +1 612 766 7308.

Continuing Education Credit

Please note that credit information for this program is not yet available.  No applications have been submitted or are pending at this time. You may check back for updated information closer to the event date.

Faegre Drinker Biddle & Reath LLP (Faegre Drinker) has been certified by the New York Continuing Legal Education Board, the Pennsylvania Continuing Legal Education Board, and the Illinois Minimum Continuing Legal Education Board as an Accredited Provider of continuing legal education. Faegre Drinker is a Certified Provider, as recognized by the Colorado Supreme Court Continuing Legal Judicial Education Committee and a State Bar of California approved MCLE provider. Faegre Drinker is an Approved Sponsor with the Indiana Commission for Continuing Legal Education and an accredited provider approved by the State Bar of Texas, Committee on MCLE.

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