April 22, 2020

SEC Regulation Best Interest Implementation



Chicago partner James G. Lundy will offer a brief overview of the requirements of SEC Regulation Best Interest, followed by sharing of current perspectives related to potential implementation challenges and common questions associated with firms' efforts to identify and implement timely and appropriate compliance solutions by the regulation’s June 30, 2020, effective date. The event will be held Wednesday, April 22, 2020, at 1:00 p.m. EDT. Faegre Drinker is a CELFI affiliate member.

Services and Industries

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