Chicago partner Jim Lundy will speak at the FIA Expo 2019 in Chicago from October 29 – 31, 2019. Jim will be featured on a panel titled “L&C: How Law & Compliance Is Shaping Your Business” on October 30. The panel will be led by the president of the FIA Law & Compliance Division, and include other active members of FIA L&C.
The speakers will discuss how FIA L&C is helping firms with the evolving legal and compliance landscape, with an emphasis on recent regulatory developments and initiatives. Jim will lead discussions on Reg AT and electronic audit trail regulatory issues, and join in the discussion regarding the CFTC’s Foreign Corrupt Practices Advisory.