February 22, 2015

SOX Section 304 Enforcement At The SEC’s Whim?

Philadelphia partner Mary Hansen and associate Garrett Trego  authored an article for Law360 titled, “SOX Section 304 Enforcement At The SEC’s Whim?”  The article discussed the U.S. Securities and Exchange Commission’s recently announced settlements with two former chief financial officers of Saba Software, a Silicon Valley software company, that require the CFOs to repay Saba more than $500,000 in bonuses and profits from stock sales earned subsequent to Saba’s false filings.

Click here to read the full article.

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