February 27, 2014

Insider Trading: New Investigative Techniques, Prevention, and Successful Litigation Strategies


Philadelphia partner Mary Hansen will present “Insider Trading: New Investigative Techniques, Prevention, and Successful Litigation Strategies” at the Securities Litigation & Enforcement Conference on Thursday, February 27 in Washington, D.C.

Mary will be joined by Arlo Devlin-Brown, Assistant U.S. Attorney United States Attorney’s Office, Karen M. O’Toole, Senior Vice President & Deputy General Counsel Fidelity Investments, Craig Carpenito, Partner Alston & Bird LLP, John Moon Partner, Miller & Wrubel P.C., and David Fischer-Lodike, HQ Compliance Edward Jones Investments.

The panel will discuss current areas of prosecution and successful theories of defense; implementation of new training methods and screening processes as preventive measures; effective defense strategies to combat prosecution theories; the role of portfolio managers and their potential for insider trading liability; increased scrutiny of hedge fund governance; the Stock Act: status and who must disclose and how much; former employees in advisement capacities; and the dangers of insider trading with mutual funds.

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