October 02, 2012

Disclosure Documents

Overview

Chicago partner David Matteson spoke at a National Futures Association (NFA) workshop on Tuesday, Oct. 2, in Chicago, Ill.

The workshop focused on the registration process, disclosure document preparation, performance reporting, financial reporting requirements, sales practices and the NFA audit process.

David presented “Disclosure Documents,” providing insight on where CPOs and CTAs should be particularly diligent in their documents.

Services and Industries

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