The Securities and Exchange (SEC), Financial Industry Regulatory Authority (FINRA) and Financial Crimes Enforcement Network (FINCEN) continue to focus on anti-money laundering requirements, including suspicious activity reporting.The Biden administration is also increasing resources for FINCEN, which is developing rules for corporate bank account beneficial ownership reporting, and standing up a newly created whistleblower office. In this session, Faegre Drinker’s Jim Lundy will moderate a panel to examine these developments and their implications. The panel will include the following industry leaders:
- Heidi Kaiser, Chief Compliance Officer, Jackson
- Scott Farmen, Vice President - Corporate Compliance, Ameritas
- Kelly Pirrotta, head of Anti-Money Laundering, Economic Sanctions and Senior Financial Exploitation Compliance, MassMutual
Faegre Drinker is proud to be a 2021 ACLI Strategic Partner.