December 15, 2021

Insider Trading in the Crosshairs: Expert-Network Compliance Best Practices

Webinar

Overview

In the wake of COVID-19, the meme stock phenomena and other trading-related developments, a new administration has brought renewed regulatory and legislative focus on insider trading. Join our panel, moderated by Carlo di Florio of ACA Group, as they discuss the current regulatory and legislative environment, best practices for primary research methods such as the use of expert networks, and how to approach advances in the industry such as the growth of transcription services and other alternative primary research.

Time

11:00 a.m. – Noon PT 
Noon – 1:00 p.m. MT
1:00 – 2:00 p.m. CT
2:00 – 3:00 p.m. ET

Presenters

  • Carlo di Florio, Global Chief Services Officer, ACA Group – Moderator
  • Micah Moore, Consultant, ACA Group
  • Jason Howard, General Counsel and Chief Compliance Officer, Tegus, Inc.
  • James G. Lundy, Partner, Faegre Drinker

Have a scheduling conflict? Register for the live event and we'll send you the on-demand recording shortly after the broadcast date.

Questions? Please contact Kassie Weld or call +1 612 766 7308.

Continuing Education Credit

This program will be sent to the following state bars requesting approval: CA, CO, CT, DE, IA, IL, IN, MN, NJ, NY, PA, TX and VA. 

All approvals are at the decision of the state bar based on content and deadlines. 

No applications are currently pending. 

The CLE provider for this event, CEU Institute (national CLE provider – www.ceuinstitute.net) will seek 1.0 hour General Law credit for this program. 

Please check back closer to the event date for updated credit information.

Register

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